Forex regulation in 香港
This page explains the authorities and public records connected with retail forex and CFD activity in 香港. Rules can depend on the product, legal entity, client type and location.
监管概览
杠杆式外汇需要证监会第 3 类牌照。持有者中国际经纪商很少，大多数从其他地区服务香港。
监管机构
经纪商记录
| 经纪商 | 机构 | 牌照 | 状态 | |
|---|---|---|---|---|
 Saxo Bank 8.4/10 | SFC (Hong Kong) | 未确认 | 待审核 | 查看牌照记录 |
 Swissquote 8.2/10 | SFC (Hong Kong) | 未确认 | 待审核 | 查看牌照记录 |
 Interactive Brokers 8.0/10 | SFC (Hong Kong) | 未确认 | 待审核 | 查看牌照记录 |
 ATFX 7.9/10 | SFC (Hong Kong) | BUM667 | 待审核 | 查看牌照记录 |
客户保护
Under SFC (Hong Kong)
- 客户资金规则
- 仅在有限情况下适用
- 资本要求
- 因牌照而异
- 负余额保护
- 未确认
- 杠杆限制
- 未确认
- 补偿计划
- 未确认
- 外部纠纷解决
- 未确认
- 风险披露
- 对相关公司强制
- 报告或审计
- 对相关公司强制
投诉渠道
We have not confirmed a public complaint-submission route for an authority in 香港. Check the official website and the broker's governing documents.
官方警示
No official warnings connected with 香港 are recorded.
常见问题
Is forex trading regulated in 香港?
SFC (Hong Kong) is the authority on record for 香港. 杠杆式外汇需要证监会第 3 类牌照。持有者中国际经纪商很少，大多数从其他地区服务香港。
Does a foreign licence protect a trader in 香港?
Only when the account is legally contracted with the licensed entity and the licence permits the relevant service. A broker brand may operate several entities, and the protections follow the entity that signs the account agreement, not the brand.