Forex regulation in 香港
This page explains the authorities and public records connected with retail forex and CFD activity in 香港. Rules can depend on the product, legal entity, client type and location.
監管概覽
槓桿式外匯需要證監會第 3 類牌照。持有者中國際經紀商很少，大多數從其他地區服務香港。
監管機構
經紀商記錄
| 經紀商 | 機構 | 牌照 | 狀態 | |
|---|---|---|---|---|
 Saxo Bank 8.4/10 | SFC (Hong Kong) | 未確認 | 待審核 | 查看牌照記錄 |
 Swissquote 8.2/10 | SFC (Hong Kong) | 未確認 | 待審核 | 查看牌照記錄 |
 Interactive Brokers 8.0/10 | SFC (Hong Kong) | 未確認 | 待審核 | 查看牌照記錄 |
 ATFX 7.9/10 | SFC (Hong Kong) | BUM667 | 待審核 | 查看牌照記錄 |
客户保護
Under SFC (Hong Kong)
- 客户資金規則
- 僅在有限情況下適用
- 資本要求
- 因牌照而異
- 負餘額保護
- 未確認
- 槓桿限制
- 未確認
- 補償計劃
- 未確認
- 外部糾紛解決
- 未確認
- 風險披露
- 對相關公司強制
- 報告或審計
- 對相關公司強制
投訴渠道
We have not confirmed a public complaint-submission route for an authority in 香港. Check the official website and the broker's governing documents.
官方警示
No official warnings connected with 香港 are recorded.
常見問題
Is forex trading regulated in 香港?
SFC (Hong Kong) is the authority on record for 香港. 槓桿式外匯需要證監會第 3 類牌照。持有者中國際經紀商很少，大多數從其他地區服務香港。
Does a foreign licence protect a trader in 香港?
Only when the account is legally contracted with the licensed entity and the licence permits the relevant service. A broker brand may operate several entities, and the protections follow the entity that signs the account agreement, not the brand.