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Charles Schwab regulation and licences

View the regulators, legal entities, licence numbers, permissions, statuses and registered addresses connected with Charles Schwab.

Also known as Schwab

Regulated

Editorial review updated 26 August 2026 · Broker data checked 26 August 2026

Editorial score
8.2/10How we scored Charles Schwab
User rating
No user ratings yet
Regulatory status
SECFINRACFTC/NFA
Country
United States
Established
Established 1971
Website
schwab.com
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Charles Schwab may have a commercial relationship with 88 Forex Brokers. Paid placement is labelled separately and does not allow payment alone to determine the editorial score.

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Charles Schwab operates through the legal entities listed below. The regulator, permissions and protections applying to a user depend on the entity that signs the account agreement.

Multiple regulatory records

Charles Schwab is connected with 3 current records. The applicable regulator depends on the account entity and country.

Regulatory records

Charles Schwab & Co., Inc.Review pending
Legal entity
Charles Schwab & Co., Inc.
Licence type and number
Tier one financial-services licence
Record status
Review pending
Jurisdiction
United States
Recorded websites
schwab.com
Applies to your country
Not confirmed
Last verified
26 August 2026

A licence held by one group company does not automatically cover accounts opened with another company.

Select your account entity. Find the legal entity in your account agreement or client terms; the entity on record for Charles Schwab is Charles Schwab & Co., Inc..

This record comes from the broker's own published regulatory statement and has not yet been matched to the authority's register. A licence belongs to a legal entity, not automatically to every brand, website or affiliated company using a similar name.

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