Financial Conduct Authority (FCA)
Regulatory authority for United Kingdom
You are opening an external government or regulatory website. Confirm that the domain belongs to the authority before relying on its contents.
- Jurisdiction
- United Kingdom
- Authority type
- Tier one financial regulator
- Established
- 2013
- Head office
- Not confirmed
- Official website
- www.fca.org.uk
- Public register
- Public register available
- Complaint information
- Complaint information available
- Compensation arrangement
- Financial Services Compensation Scheme, up to £85,000 per person per firm
- Retail forex and CFD remit
- Confirmed
- Regulatory framework rating
- AAA Strongest assessed environment
- Connected broker records
- 39
- Official warnings recorded
- 0
About FCA
FCA is an authority in United Kingdom. We have confirmed responsibility for licensing, supervision, enforcement, consumer information, complaints, but its precise role in supervising retail forex and CFD providers requires review of the relevant licence and legal entity.
Authorises and supervises firms offering CFDs and spread betting to UK retail clients, with conduct rules covering marketing, execution and client money.
FCA authorisation, with FSCS cover up to £85,000 and 1:30 leverage on majors.
Registration with an authority is not always equivalent to prudential supervision or permission to provide leveraged trading services. Review the exact licence category, permissions and status.
What FCA does
LicensingSupervisionEnforcementConsumer informationComplaints
FCA reports responsibility for licensing, supervision, enforcement, consumer information, complaints. The scope can vary by firm type, permission and applicable law.
Powers and responsibilities
| Capability | What it means | Status |
|---|---|---|
| Licensing | Whether the authority grants or administers financial-services licences relevant to broker entities. | Confirmed |
| Supervision | Whether licensed firms are subject to ongoing reporting, monitoring or conduct requirements. | Confirmed |
| Enforcement | Whether the authority can investigate, restrict, suspend, fine or otherwise act against firms. | Confirmed |
| Public register | Whether users can search licensed entities, permissions, status and contact details. | Confirmed |
| Warnings | Whether the authority publishes warnings about unauthorised firms, clones, scams or market conduct. | Not confirmed |
| Complaints | Whether it accepts complaints, refers disputes or publishes an external-resolution route. | Confirmed |
| Client assets | Whether relevant rules address segregation, custody or handling of client money. | Confirmed |
| Financial resources | Whether relevant licensees face capital, solvency or audit requirements. | Not confirmed |
The existence of a power does not establish how it was applied to a particular firm. Use dated enforcement and licence records for firm-specific conclusions.
FCA licence types
Licence names and permissions are jurisdiction-specific. The same authority may supervise firms under categories that do not all permit retail forex or CFD services.
- Licence or registration type
- Tier one financial-services licence
- Category code
- Not confirmed
- What this category covers
- Authorises and supervises firms offering CFDs and spread betting to UK retail clients, with conduct rules covering marketing, execution and client money.
- Retail forex and CFD relevance
- Confirmed
- Recorded permissions
- Not confirmed
- Common restrictions or limits
- 1:30 on major currency pairs
- View entities with this record
- 39 connected broker records
Do not convert every company registration, membership or representative status into “regulated”. The source category is preserved and its scope explained.
Brokers connected with FCA records
These records connect broker brands with legal entities found in FCA information. A brand can use more than one entity, and only the named licensed entity receives the recorded permissions.
| Broker | Entity | Licence | Status | Website match | Country relevance | Checked | |
|---|---|---|---|---|---|---|---|
| FxPro UK Limited | Tier one licence 509956 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Not confirmed | Tier one licence 595450 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 583263 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 509909 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Not confirmed | Tier one licence FRN 921296 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 801701 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| CMC Markets plc | Tier one licence 173730 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| IG Markets Limited | Tier one licence 195355 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Capital Com (UK) Limited | Tier one licence 793714 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 579202 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| TF Global Markets (Aust) Pty Ltd | Tier one licence | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Not confirmed | Tier one licence FRN 466201 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Not confirmed | Tier one licence 613381 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Tickmill Ltd | Tier one licence 717270 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 522157 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| ActivTrades PLC | Tier one licence 434413 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Not confirmed | Tier one licence 562170 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| EC Markets Limited | Tier one licence 571881 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Stratos Markets Limited | Tier one licence 217689 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| HYCM Capital Markets (UK) Limited | Tier one licence 186171 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Not confirmed | Tier one licence FRN 684312 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 738538 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Trading.com Markets UK Limited | Tier one licence 705428 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Stratos Markets Limited | Tier one licence 217689 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| AT Global Markets (UK) Limited | Tier one licence 760555 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence 590299 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| StoneX Financial Ltd | Tier one licence 446717 | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| Fortrade Ltd. | Tier one licence 609970 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Trading 212 UK Ltd | Tier one licence | Review pending | Not confirmed | Not confirmed | Not confirmed | View licence record | |
| ATC Brokers Limited | Tier one licence FRN 591361 | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Capital Index (UK) Limited | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Spreadex Limited | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Not confirmed | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record | |
| Accendo Markets Limited | Tier one licence | Review pending | Not confirmed | Not confirmed | 26 August 2026 | View licence record |
This record comes from the broker's own published regulatory statement and has not yet been matched to the authority's register.
Client protections under FCA
Available protections depend on the licensed entity, licence category, client classification, product and account location. The items below describe confirmed framework features, not guaranteed outcomes.
- Client-money rules
- Confirmed
- Capital requirements
- Varies by licence
- Negative balance protection
- Required for eligible clients
- Leverage restrictions
- Applies to eligible retail clients
- Compensation scheme
- Potentially available subject to eligibility
- External dispute resolution
- Available subject to eligibility
- Risk disclosures
- Required for relevant firms
- Reporting or audit
- Required for relevant firms
Client money must be held in segregated trust accounts. Retail clients have negative balance protection.
A compensation arrangement may have eligibility rules, exclusions and payment limits. It does not cover ordinary trading losses and may not cover clients of another entity in the same broker group.
How to complain about a FCA-regulated broker
Start with the legal entity shown on your account agreement. The complaint route depends on whether that entity is licensed, whether the service falls within the licence and whether you meet the relevant eligibility rules.
- Confirm the broker brand, legal entity, website and licence number.
- Submit a formal written complaint to the broker and retain the reference number and evidence.
- Check the authority's official complaint guidance and the firm's register entry.
- Escalate to the eligible ombudsman, dispute body, compensation arrangement or authority route.
- Report suspected crime, impersonation or unauthorised activity to the appropriate public authority.
Financial Ombudsman Service. View FCA complaint information
88 Forex Brokers does not decide disputes or provide legal advice. Deadlines and eligibility requirements may apply.
Warnings and enforcement
Warnings, investor alerts, clone notices and enforcement actions appear here as they are recorded, with the date, the subject and the source.
Resources
Updates
Material changes to licence status, warnings, enforcement records and the profile itself are listed here with the date.